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Civil Law

States Issue Guidance on Adviser Use of Data Aggregation Tools

adviser, Aggregation, Data, Guidance, issue, States, ToolsLeave a comment

The Texas State Securities Board (“TSSB”) and the New Jersey Bureau of Securities (“NJBS”) issued guidance to investment advisers on the use of data aggregation services and third-party financial platforms.

The full update can be found here on our US Regulatory Intelligence platform.

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